What We Do

You can enjoy the benefits of an integrated service platform today. Dynamic Wealth Advisors provides your team a comprehensive suite of solutions to help you gain efficiency in operations, compliance, investment administration, and practice management.

Operational
Support
Compliance
Oversight
Investment
Administration
Practice Management
Excellence

Operational Support

Focus on the Part of Running a Firm You Love - Your Clients

The operational side of your business can consume time and resources that pull you away from connecting with clients and building meaningful relationships. Working with DWA means partnering with an experienced firm that has established the best administrative practices to support your growth.

Join with DWA and we’ll provide account opening processing, electronic document prep, advisory fee billing, the generation and delivery of client performance reports, custodian relationship management to give you the best pricing, data and account aggregation, and much more.

We also host and administer all your firm’s technology needs, including the handing of cyber security and client data security issues. Additionally, you can save time on selecting best-in-class solutions because we take care of the integration between technologies for you.

Compliance Oversight

Put the Best Systems in Place So You Can Have Peace of Mind as a RIA Owner

Keeping your firm in line with regulatory requirements is a time-consuming and stressful part of running an advisory practice. Allow us to help you by handling your firm compliance and regulatory administration, while we also help you set up the most appropriate systems to help you keep your firm compliant now and in the future.

We’re there every step of the way. DWA assists with trade blotters and administration, maintenance of client contracts, Form ADV updates, cybersecurity preparedness, compliance testing and systems checks, books and records requirements, training and education, and more. Please get in touch today for a full review of all our compliance oversight services and how we can help you sleep better at night.

Investment Administration

Outsource Your Asset Management and Still Retain Full Control of Your Clients’ Portfolios

Handing over your investment administration doesn’t have to mean you also hand over control. We’ll work with your trading instructions and rebalance according to your specifications. We’ll also handle all your investment due diligence and regulatory documentation for investment management.

In addition to the customization and direction you can provide for how to manage your clients’ assets, we offer ongoing monitoring for cash deposits or withdrawals and fee billing, we manage position exclusions for legacy or tax considerations, and we will assist with the research and implementation of the most appropriate investment solutions for each client.

Our approach is operational as much as strategic. We provide all the agreements, ERISA tools, research and administration you need to support your retirement plan business as ERISA 3(38) and 3(21). You can add value to your business, without taking on the inefficiency of retirement plan administration.

Practice Management Excellence

Put the Best Systems in Place So You Can Have Peace of Mind as a RIA Owner

The financial advice industry is constantly changing, and you need to change with it to stay on top of client expectations and new technology trends. Utilize our practice management coaching to stay in the know about industry updates, and work with other advisors to learn new best practices and what’s working for your peers.

DWA can serve as a sounding board for your new growth plans, while also helping you develop client segmentation and service strategy with consistent pricing that works. Additionally, we offer succession planning and assistance with staff training and hiring to help you set the right culture for a team that will grow with you.

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About How We Help Advisors Grow