Updated: May 24, 2018
You typically provide personal information when you complete the paperwork required to become our Client. This information may include the following:
- Name and addresses
- Assets, income and other related financial data
- E-mail addresses
- Phone numbers
- Account balances
- Social security or taxpayer identification numbers and date of birth
- Accounts at other institutions
In addition, we may collect non-public information about you from the following sources:
- Information we receive on Brokerage Agreements and Managed Account Agreements;
- Subscription and Account Opening Documents;
- Information we receive in the course of establishing a customer relationship including, but not limited to, applications, forms, and questionnaires; and
- Information about your transactions with us or others
Dynamic works to provide products and services that benefit our customers. We may share non- public personal information with non-affiliated third parties (such as brokers and custodians) as necessary for us to provide agreed services and products to you consistent with applicable law. We may also disclose non-public personal information to other financial institutions with whom we have joint business arrangements for proper business purposes in connection with the management or servicing of your account.
In addition, your non-public personal information may also be disclosed to persons we believe to be your authorized agent or representative, regulators in order to satisfy Dynamic’s regulatory obligations, and as otherwise required or permitted by law.
We may disclose your non-public personal information to companies we hire to help administrate and service our business. Companies we hire to provide services of this kind are not allowed to use your personal information for their own purposes and are contractually obligated to maintain strict confidentiality. We limit their use of your personal information to the performance of the specific service we have requested.
We may disclose non–public personal information about you in connection with the transfer of your account to another financial institution at your request or the request of your Advisor.
Dynamic permits Advisors that terminate their affiliation with our firm to make copies of their client files. If you do not want Dynamic to disclose your non–public personal information with your advisor’s new financial institution, please send a written request to the attention of Compliance at compliance@ DynamicWealthAdvisors.com.
To repeat, we do not sell your non-public personal information to anyone.
Dynamic does not disclose, and does not intend to disclose, non-public personal information to non-affiliated third parties with respect to persons who are no longer our clients.
Our employees are advised about the firm’s need to respect the confidentiality of our customers’ non-public personal information. Additionally, we maintain physical, procedural and electronic safeguards in an effort to protect the information from access by unauthorized parties.